On September 5, 2023, ULT Inc., executed a General Assignment for the Benefit of Creditors of Universal Lighting Technologies, Inc. (the “Initial Assignment”) in favor of Andre M. Toffel, P.C. (the “Initial Assignee”). The Initial Assignment effectuated the transfer of all assets of ULT Inc. (as they existed on September 5, 2023) to the Initial Assignee, specifically for the benefit of the creditors of ULT Inc. The rights, title, and interests included with the Initial Assignment were further assigned to the ULT Trust on October 31, 2023. The ULT Trust was created on October 31, 2023, for the sole purpose of effecting all actions contemplated in the Initial Assignment.

On November 3, 2023, a Petition for Administration (the “Petition”) was filed in the Circuit Court of Jefferson County, Alabama (the “Circuit Court”). Further information as to submitting claims can be found in the pleadings linked below. This page will be updated when and if additional documents are filed in the ULT Trust case.

See below for all documents filed with the Court regarding the above assignment:

• Assignment and Assumption Agreement
• ULT Trust Agreement
• Petition and Exhibits
• Order Confirming Designation of Assignee and for Administration of Assignment for the Benefit of Creditors
• Updated Claim Form
• 11-29-2023 Order
• January 2024 Status Report
• April 2024 Status Report
• July 2024 Status Report
• October 2024 Status Report
• January 2025 Status Report